Sook Ming Margaret Nute

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1 Financial Services Limited

    FRN 526015

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2011 to 8 Dec 2019)
    • CF1 Director (8 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2011 to 27 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 5 Sep 2011)
    • CF21 Investment Adviser (5 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2005 to 5 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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