Sook Leen Seah

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 28 Jun 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (9 Oct 2020 to 17 Jun 2022)
    • [FCA CF] Client dealing (2 Nov 2016 to 17 Jun 2022)
    • CF30 Customer (13 Oct 2010 to 6 Mar 2016)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 21 Jul 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.