Sook Cheng Au

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citibank UK Limited (no longer approved here)
FRN 805574
- [FCA CF] Client dealing (9 Apr 2021 to 15 May 2024)
- [FCA CF] Functions requiring qualifications (9 Apr 2021 to 15 May 2024)
KHEPRI ADVISERS LIMITED (no longer approved here)
FRN 692447
- CF30 Customer (31 Aug 2017 to 23 Nov 2017)
Kession Capital Limited (no longer approved here)
FRN 582160
- CF30 Customer (27 Jan 2017 to 30 Aug 2017)
BANK OF CHINA (UK) LIMITED (no longer approved here)
FRN 467410
- CF30 Customer (23 Apr 2012 to 30 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.