Soo Han Lim

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Material risk taker (16 Oct 2024 to 12 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2024 to 12 Jan 2026)
    • [FCA CF] Client dealing (16 Apr 2021 to 12 Jan 2026)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (16 Oct 2024 to 12 Jan 2026)
    • [FCA CF] Material risk taker (16 Oct 2024 to 12 Jan 2026)
    • [FCA CF] Client dealing (16 Apr 2021 to 12 Jan 2026)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 1 Mar 2021)
    • CF30 Customer (23 Jun 2014 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (23 Jun 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Oct 2011 to 30 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.