Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2024)
    • [FCA CF] Client dealing (since 3 Jul 2024)
  • Tenet Financial Services Limited (no longer approved here)

    FRN 172174

    • Employed By (26 Jun 2024 to 12 Jul 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (26 Jun 2024 to 12 Jul 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Jun 2024)
    • CF30 Customer (6 Aug 2018 to 5 Jun 2024)
    • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (6 Aug 2018 to 5 Jun 2024)
  • ANAND FINANCIAL ARCHITECTURE LTD (no longer approved here)

    FRN 797619

    • CF30 Customer (3 Apr 2018 to 31 Jul 2018)
  • Anand Associates Limited (223) (no longer approved here)

    FRN 184718

    • Employed By (17 Nov 1998 to 29 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.