Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (16 Dec 2019 to 6 Apr 2021)
- [FCA CF] Client dealing (2 May 2017 to 6 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 2 Apr 2014)
- CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Sep 2004 to 28 Feb 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.