Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (16 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Client dealing (2 May 2017 to 6 Apr 2021)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 2 Apr 2014)
    • CF21 Investment Adviser (20 Jan 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (17 Sep 2004 to 28 Feb 2005)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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