Sonia Foxall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & P Financial Services Limited

    FRN 708386

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 30 Jun 2021)
    • [FCA CF] Client dealing (since 30 Jun 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (9 May 2017 to 31 Aug 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (20 Jul 2005 to 14 Oct 2005)
    • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 20 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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