Sonali Prabhakar Jain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 10 Jan 2023)
  • Harvest Associates Ltd (no longer approved here)

    FRN 228757

    • (37)Employed By (31 Jul 2013 to 8 May 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (13 Jul 2010 to 9 Feb 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Nov 2008 to 19 May 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (28 May 2008 to 12 Sep 2008)

Recent activity

Updates to this individual's record on the FCA register.

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