Sonali Gupta

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Significant management (23 May 2025 to 18 Aug 2025)
    • [FCA CF] Client dealing (1 Aug 2018 to 23 May 2025)
    • [FCA CF] Manager of certification employee (1 Aug 2018 to 23 May 2025)
    • [FCA CF] Material risk taker (1 Aug 2018 to 31 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2018 to 31 Dec 2025)

Recent activity

Updates to this individual's record on the FCA register.

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