Sonal Tanna

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc

    FRN 119267

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (23 Sep 2021 to 7 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • JPMorgan Asset Management (UK) Limited

    FRN 119337

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (23 Sep 2021 to 7 Oct 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Nov 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 May 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 16 Nov 2016)
    • [FCA CF] Manager of certification employee (23 Sep 2021 to 7 Oct 2025)
    • CF30 Customer (9 Dec 2015 to 6 Mar 2016)
    • CF27 Investment Management (29 Apr 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.