SOMASKANTHAMOORTHY GNANAVADIVEL

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Claybridge Financial Planning Ltd

    FRN 752596

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • [FCA CF] Client dealing (since 7 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Jan 2017)
    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
    • CF1 Director (3 Jan 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jan 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jan 2017 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (22 Sep 2009 to 16 Apr 2017)
  • Kings Group Limited Liability Partnership (no longer approved here)

    FRN 162695

    • (19)Employed By (21 Jul 2008 to 12 Nov 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (21 Jul 2008 to 12 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (19)Employed By at Kings Group Limited Liability Partnership