Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2023)
    • CF30 Customer (since 20 Feb 2023)
    • [FCA CF] Client dealing (31 Jan 2023 to 23 Mar 2023)
    • [FCA CF] Functions requiring qualifications (31 Jan 2023 to 23 Mar 2023)
    • (22)Employed By (since 20 Feb 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (17 Mar 2022 to 30 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2023)
    • CF30 Customer (25 May 2017 to 2 Nov 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 20 May 2022)
    • CF30 Customer (26 Mar 2020 to 20 May 2022)
  • Charles Derby Wealth Management Limited (no longer approved here)

    FRN 535816

    • Employed By (26 Mar 2020 to 30 Jan 2023)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (584)Employed By (25 May 2017 to 30 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.