Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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2 Plan Wealth Management Limited
FRN 461598
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 23 Mar 2023)
- CF30 Customer (since 20 Feb 2023)
- [FCA CF] Client dealing (31 Jan 2023 to 23 Mar 2023)
- [FCA CF] Functions requiring qualifications (31 Jan 2023 to 23 Mar 2023)
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Octo Financial Planning Ltd
FRN 972331
- (22)Employed By (since 20 Feb 2023)
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- CF1 Director (AR) (17 Mar 2022 to 30 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jan 2023)
- CF30 Customer (25 May 2017 to 2 Nov 2020)
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- Appointed representative dealing with clients for which they require qualification (2 Nov 2020 to 20 May 2022)
- CF30 Customer (26 Mar 2020 to 20 May 2022)
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- Employed By (26 Mar 2020 to 30 Jan 2023)
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- (584)Employed By (25 May 2017 to 30 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.