Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Broker and Financial Services Ltd
FRN 942873
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 31 Mar 2026)
- SMF3 Executive Director (since 31 Mar 2026)
- Responsible for Insurance Distribution (since 31 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 18 Jul 2025)
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- [FCA CF] Functions requiring qualifications (25 Jul 2022 to 4 Feb 2026)
- Appointed representative dealing with clients for which they require qualification (25 Jul 2022 to 4 Feb 2026)
- CF1 Director (AR) (6 Jul 2022 to 4 Feb 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.