Sohrab Kolahi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GNOSCO FINANCIAL PLANNING LTD

    FRN 815310

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 8 Feb 2019)
    • Responsible for Insurance Distribution (since 8 Feb 2019)
    • [FCA CF] Significant management (25 Feb 2021 to 26 Feb 2021)
    • [FCA CF] CASS oversight function (25 Feb 2021 to 26 Feb 2021)
    • [PRA CF] Key function holder (25 Feb 2021 to 26 Feb 2021)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
    • CF1 Director (8 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 Mar 2013 to 14 Dec 2015)
  • Keystone Wealth Management Ltd (no longer approved here)

    FRN 525039

    • (8)Employed By (12 Mar 2013 to 14 Dec 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF22 Investment Adviser (Trainee) (16 Jul 2007 to 31 Oct 2007)

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Updates to this individual's record on the FCA register.

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