Sofia Wreford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Apr 2025)
- CF1 Director (AR) (25 Feb 2016 to 3 Apr 2025)
- CF30 Customer (29 Nov 2012 to 3 Apr 2025)
Home Counties Wealth Management Limited (no longer approved here)
FRN 591977
- Employed By (29 Nov 2012 to 3 Apr 2025)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (1 Nov 2007 to 16 Dec 2012)
- CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.