Sofia Sool

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 22 Dec 2023)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 11 Aug 2020)
    • [FCA CF] Client dealing (since 11 Aug 2020)
    • [FCA CF] Manager of certification employee (11 Aug 2020 to 2 Jun 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Jul 2011 to 3 Apr 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 19 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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