Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 16 Nov 2016)
    • CF30 Customer (18 Jul 2014 to 6 Mar 2016)
    • [FCA CF] Client dealing (since 16 Nov 2016)
    • CF30 Customer (18 Jul 2014 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (18 Sep 2008 to 30 Jan 2009)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (18 Sep 2008 to 30 Jan 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 20 Jun 2008)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.