Sofia Jones

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • City Finance Brokers Limited

    FRN 766295

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2024)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (1 Jun 2023 to 21 Sep 2023)
  • KARIS CAPITAL LIMITED (no longer approved here)

    FRN 951936

    • [FCA CF] Functions requiring qualifications (28 Feb 2022 to 1 Jan 2025)
    • SMF16 Compliance Oversight (28 Feb 2022 to 13 Dec 2023)
    • SMF3 Executive Director (28 Feb 2022 to 19 Mar 2024)
    • Responsibility for MCD Intermediation (28 Feb 2022 to 19 Mar 2024)
    • Responsible for Insurance Distribution (28 Feb 2022 to 19 Mar 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2022)
    • CF1 Director (AR) (22 Aug 2017 to 24 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.