Socratis Tapeinos

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (21 Aug 2017 to 2 Apr 2024)
    • [FCA CF] Material risk taker (21 Aug 2017 to 2 Apr 2024)
    • [FCA CF] Client dealing (21 Aug 2017 to 2 Apr 2024)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (21 Aug 2017 to 2 Apr 2024)
    • [FCA CF] Client dealing (21 Aug 2017 to 2 Apr 2024)
    • [FCA CF] Manager of certification employee (21 Aug 2017 to 2 Apr 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Jan 2017)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Jan 2017)
    • CF30 Customer (25 Oct 2012 to 6 Mar 2016)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (14 Feb 2011 to 5 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.