Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • [FCA CF] Client dealing (since 19 Aug 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (20 Feb 2019 to 6 Jul 2022)
    • [FCA CF] Material risk taker (17 Oct 2018 to 6 Jul 2022)
    • [FCA CF] Client dealing (5 Feb 2018 to 6 Jul 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (15 Aug 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.