Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 19 Jan 2026)
- CF30 Customer (since 9 Jan 2026)
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Quilter Financial Advisers Ltd
FRN 452529
- (69)Employed By (since 9 Jan 2026)
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- CF21 Investment Adviser (26 Jul 2004 to 19 Jul 2005)
- CF22 Investment Adviser (Trainee) (19 Nov 2003 to 26 Jul 2004)
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- CF22 Investment Adviser (Trainee) (4 Nov 2003 to 19 Nov 2003)
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- CF22 Investment Adviser (Trainee) (10 Jun 2002 to 27 May 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.