Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (24 Dec 2020 to 1 May 2024)
- [FCA CF] Material risk taker (24 Dec 2020 to 1 May 2024)
- [FCA CF] Significant management (24 Dec 2020 to 1 May 2024)
- [FCA CF] Manager of certification employee (3 Jul 2018 to 1 May 2024)
- CF30 Customer (1 Nov 2007 to 5 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
-
- [FCA CF] Client dealing (24 Dec 2020 to 4 Jul 2022)
- [FCA CF] Material risk taker (24 Dec 2020 to 4 Jul 2022)
- [FCA CF] Significant management (24 Dec 2020 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (3 Jul 2018 to 4 Jul 2022)
- CF30 Customer (1 Nov 2007 to 5 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
-
- [FCA CF] Significant management (24 Dec 2020 to 1 May 2024)
- [FCA CF] Material risk taker (24 Dec 2020 to 1 May 2024)
- [FCA CF] Manager of certification employee (24 May 2018 to 1 May 2024)
- [FCA CF] Client dealing (15 Nov 2017 to 1 May 2024)
- CF30 Customer (1 Nov 2007 to 5 Aug 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.