Siu-Pak Ho

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Material risk taker (since 6 Nov 2024)
    • [FCA CF] Significant management (since 4 Mar 2021)
    • [FCA CF] Material risk taker (4 Mar 2021 to 31 Dec 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 9 Mar 2021)
    • CF29 Significant management (16 Aug 2013 to 12 May 2016)
  • J.P. Morgan SE

    FRN 755066

    • [FCA CF] Significant management (since 22 Jan 2022)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Significant management (since 4 Mar 2021)
    • [FCA CF] Material risk taker (since 4 Mar 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 9 Mar 2021)
    • CF29 Significant management (17 Jul 2013 to 6 Mar 2016)
  • J.P. Morgan Europe Limited

    FRN 124579

    • [FCA CF] Material risk taker (since 4 Mar 2021)
    • [FCA CF] Significant management (since 4 Mar 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 9 Mar 2021)
    • CF29 Significant management (16 Aug 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 4 Mar 2021)
    • [FCA CF] Significant management (since 4 Mar 2021)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 9 Mar 2021)

Recent activity

Updates to this individual's record on the FCA register.

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