Siu Luen Au

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (8 Jun 2021 to 1 Aug 2022)
    • [FCA CF] Significant management (15 Oct 2018 to 1 Aug 2022)
    • [FCA CF] Client dealing (29 Jan 2018 to 25 Sep 2020)
    • [FCA CF] Material risk taker (29 Jan 2018 to 1 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (29 Jan 2018 to 1 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.