Siu-Bun Yuen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life Limited

    FRN 110418

    • [FCA CF] Significant management (since 26 Jul 2024)
    • [FCA CF] Material risk taker (since 26 Jul 2024)
  • ReAssure Life Limited

    FRN 110462

    • [FCA CF] Material risk taker (since 26 Jul 2024)
    • [FCA CF] Significant management (since 26 Jul 2024)
  • Phoenix Life CA Limited

    FRN 110481

    • [FCA CF] Material risk taker (since 26 Jul 2024)
    • [FCA CF] Significant management (since 26 Jul 2024)
  • ReAssure Limited

    FRN 110495

    • [FCA CF] Material risk taker (since 26 Jul 2024)
    • [FCA CF] Significant management (since 26 Jul 2024)
  • Standard Life Assurance Limited

    FRN 439567

    • [FCA CF] Material risk taker (since 26 Jul 2024)
    • [FCA CF] Significant management (since 26 Jul 2024)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 18 Jun 2019)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (29 Jul 2002 to 7 Mar 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (29 Jul 2002 to 7 Mar 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jul 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (29 Jul 2002 to 7 Mar 2005)
    • CF22 Investment Adviser (Trainee) (29 Jul 2002 to 29 Jul 2002)
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Recent activity

Updates to this individual's record on the FCA register.

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