Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (13 Nov 2017 to 3 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Aug 2007 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (13 Nov 2017 to 3 Feb 2026)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (13 Nov 2017 to 3 Feb 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (3 Feb 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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