Sion Spencer Cole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited

    FRN 119186

    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Significant management (21 Feb 2023 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 10 Jun 2021)
  • BlackRock Investment Management (UK) Limited

    FRN 119293

    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Significant management (21 Feb 2023 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 10 Jun 2021)
  • BlackRock International Limited

    FRN 178638

    • [FCA CF] Manager of certification employee (since 28 Feb 2022)
    • [FCA CF] Client dealing (since 10 Mar 2021)
    • [FCA CF] Significant management (21 Feb 2023 to 1 Nov 2024)
    • [FCA CF] Manager of certification employee (10 Mar 2021 to 10 Jun 2021)
  • Aon Investments Limited (no longer approved here)

    FRN 459481

    • CF29 Significant management (29 May 2013 to 9 Jan 2019)
    • CF30 Customer (19 Sep 2008 to 22 Oct 2010)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (15 Apr 2011 to 14 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

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