Sion Sheppard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 29 Jun 2021)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Jun 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 29 Jun 2021)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (6 Dec 2019 to 29 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • CF30 Customer (12 Jun 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (6 Dec 2019 to 29 Jun 2021)
    • [FCA CF] Material risk taker (17 May 2017 to 29 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • CF30 Customer (12 Jun 2013 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Oct 2008 to 21 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.