Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Aug 2019)
    • Responsible for Insurance Distribution (since 1 Aug 2019)
    • CF10 Compliance Oversight (1 Aug 2019 to 8 Dec 2019)
    • CF1 Director (1 Aug 2019 to 8 Dec 2019)
  • Stonebridge Mortgage Solutions Ltd (no longer approved here)

    FRN 454811

    • CF1 Director (AR) (24 Apr 2014 to 31 Jul 2019)
  • WYSE SERVICES LIMITED (no longer approved here)

    FRN 492460

    • CF1 Director (AR) (16 Oct 2012 to 10 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

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