Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (1 Jun 2022 to 31 Oct 2023)
    • [FCA CF] Significant management (1 Jun 2022 to 1 Nov 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 1 Nov 2023)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF30 Customer (22 Feb 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 14 Jan 2015)
    • CF21 Investment Adviser (6 Sep 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.