Sin-Yul Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clear Mortgage Services Ltd
FRN 752038
- Employed By (since 5 May 2021)
- Employed By (15 Jul 2016 to 7 Aug 2019)
RICHDALE BROKERS AND FINANCIAL SERVICES LTD.
FRN 769876
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 5 May 2021)
- Appointed representative dealing with clients for which they require qualification (since 4 Mar 2020)
- [FCA CF] Functions requiring qualifications (since 4 Mar 2020)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (15 Jul 2016 to 7 Aug 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.