Simranjit Singh Saggu

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 30 Jul 2025)
    • [FCA CF] Client dealing (since 16 Nov 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (16 Jan 2020 to 25 Feb 2021)
    • [FCA CF] Client dealing (11 Jun 2018 to 19 Sep 2021)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (4 Jul 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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