Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HL Partnership Limited
FRN 303397
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 6 Nov 2023)
- CF1 Director (AR) (since 5 Nov 2023)
-
SMD Financial Services Ltd
FRN 996313
- (1)Employed By (since 11 Oct 2023)
- (1)Employed By (15 May 2023 to 12 Jun 2023)
-
- Appointed representative dealing with clients for which they require qualification (19 Jul 2023 to 9 Oct 2023)
- CF1 Director (AR) (14 Jul 2023 to 9 Oct 2023)
-
- CF1 Director (AR) (15 May 2023 to 12 Jun 2023)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jul 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.