Simone Bergonzi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (3 Mar 2017 to 31 May 2019)
    • [FCA CF] Client dealing (3 Nov 2016 to 31 May 2019)
    • [FCA CF] Material risk taker (3 Nov 2016 to 31 May 2019)
    • CF30 Customer (15 Nov 2011 to 31 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.