Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 8 Aug 2023)
    • [FCA CF] Material risk taker (since 3 Jan 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (11 Jun 2015 to 8 Dec 2019)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF30 Customer (27 Jul 2009 to 11 Jan 2011)
    • CF29 Significant management (27 Jul 2009 to 11 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.