Simona Ingignoli

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Forte Securities Limited (no longer approved here)
FRN 478424
- CF30 Customer (8 Mar 2016 to 26 Aug 2016)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (1 May 2014 to 27 Jan 2016)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (14 May 2012 to 11 Feb 2014)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF30 Customer (11 Jan 2008 to 31 Jan 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.