Simon Wray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citizens Advice East Berkshire Limited

    FRN 617516

    • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2025)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Client dealing (21 Nov 2023 to 24 Sep 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (18 Jun 2021 to 8 Nov 2022)
    • [FCA CF] Client dealing (8 Dec 2016 to 9 May 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Nov 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.