Simon Wise

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Forte Securities Limited

    FRN 478424

    • [FCA CF] Client dealing (since 18 Mar 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (30 Nov 2018 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Feb 2012 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 9 Dec 2011)
    • CF21 Investment Adviser (6 Sep 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (14 Mar 2006 to 13 Jun 2007)
    • CF26 Customer Trading (17 Feb 2006 to 13 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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