Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Deutsche Bank AG
FRN 150018
- [FCA CF] Algorithmic trading (since 21 Nov 2025)
- [FCA CF] Manager of certification employee (since 20 Oct 2025)
- [FCA CF] Client dealing (since 20 Oct 2025)
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Numis Securities Limited
FRN 144822
- SMF18 Other Overall Responsibility (since 4 Mar 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (15 Apr 2005 to 1 Dec 2005)
- CF26 Customer Trading (5 Jan 2004 to 31 Oct 2007)
- CF21 Investment Adviser (5 Jan 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.