Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (10 Sep 2008 to 14 Oct 2009)
  • SEVEN DIALS FINANCIAL LIMITED (no longer approved here)

    FRN 230035

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF21 Investment Adviser (5 Feb 2007 to 31 Oct 2007)
    • CF2 Non Executive Director (23 Sep 2005 to 31 Dec 2008)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (21 Feb 2006 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.