Simon Wilfred Garfield

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AKSIA EUROPE LIMITED (no longer approved here)

    FRN 503723

    • [FCA CF] Client dealing (23 Mar 2021 to 27 Feb 2026)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF29 Significant management (15 Dec 2014 to 7 Jan 2016)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2016)
    • CF27 Investment Management (12 Aug 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (26 Jul 2005 to 12 Aug 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Jan 2004 to 12 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.