Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (30 Jan 2019 to 1 Jul 2022)
- [FCA CF] Manager of certification employee (28 Oct 2016 to 1 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Jul 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Jul 2022)
- CF29 Significant management (12 Oct 2015 to 6 Mar 2016)
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- [FCA CF] Significant management (30 Jan 2019 to 1 Jul 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Feb 2018 to 1 Jul 2022)
- [FCA CF] Manager of certification employee (9 Feb 2018 to 1 Jul 2022)
- [FCA CF] Material risk taker (9 Feb 2018 to 1 Jul 2022)
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- CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2004)
- CF1 Director (1 Dec 2001 to 6 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.