Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 29 Jul 2021)
    • SMF3 Executive Director (10 Feb 2020 to 30 Jun 2023)
    • CF3 Chief Executive (3 Sep 2013 to 15 Jul 2019)
    • CF29 Significant management (15 Sep 2011 to 10 Feb 2020)
    • CF30 Customer (11 Jun 2009 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 1 May 2021)
    • [FCA CF] Manager of certification employee (since 1 May 2021)
    • [FCA CF] Significant management (since 1 May 2021)
    • [FCA CF] Material risk taker (1 May 2021 to 13 Jul 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
    • CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (9 Jun 2004 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 1 May 2021)
    • [FCA CF] Significant management (since 1 May 2021)
    • [FCA CF] Manager of certification employee (since 1 May 2021)
    • [FCA CF] Material risk taker (1 May 2021 to 13 Jul 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
    • CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)
    • [FCA CF] Significant management (since 1 May 2021)
    • [FCA CF] Manager of certification employee (since 1 May 2021)
    • [FCA CF] Client dealing (since 1 May 2021)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
    • CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.