Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BlackRock Institutional Trust Company, N.A.
FRN 409343
- [FCA CF] Manager of certification employee (since 14 Dec 2023)
- [FCA CF] Client dealing (since 29 Jul 2021)
- SMF3 Executive Director (10 Feb 2020 to 30 Jun 2023)
- CF3 Chief Executive (3 Sep 2013 to 15 Jul 2019)
- CF29 Significant management (15 Sep 2011 to 10 Feb 2020)
- CF30 Customer (11 Jun 2009 to 8 Dec 2019)
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BlackRock Advisors (UK) Limited
FRN 119186
- [FCA CF] Client dealing (since 1 May 2021)
- [FCA CF] Manager of certification employee (since 1 May 2021)
- [FCA CF] Significant management (since 1 May 2021)
- [FCA CF] Material risk taker (1 May 2021 to 13 Jul 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
- CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (9 Jun 2004 to 31 Oct 2007)
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BlackRock Investment Management (UK) Limited
FRN 119293
- [FCA CF] Client dealing (since 1 May 2021)
- [FCA CF] Significant management (since 1 May 2021)
- [FCA CF] Manager of certification employee (since 1 May 2021)
- [FCA CF] Material risk taker (1 May 2021 to 13 Jul 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
- CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
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BlackRock International Limited
FRN 178638
- [FCA CF] Significant management (since 1 May 2021)
- [FCA CF] Manager of certification employee (since 1 May 2021)
- [FCA CF] Client dealing (since 1 May 2021)
- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Apr 2021)
- CF29 Significant management (15 Sep 2011 to 8 Dec 2019)
- CF30 Customer (1 Dec 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.