Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 May 2017)
    • [PRA CF] Significant risk taker or Material risk taker (4 Oct 2021 to 15 Nov 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (21 Jul 2011 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.