Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Bank of New York Mellon
FRN 122467
- [FCA CF] Client dealing (since 8 May 2017)
- [PRA CF] Significant risk taker or Material risk taker (4 Oct 2021 to 15 Nov 2022)
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- CF30 Customer (21 Jul 2011 to 6 Mar 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.