Simon Waywell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 18 Oct 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (1 Aug 2016 to 1 Jul 2018)
    • CF30 Customer (26 Mar 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (5 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 5 Oct 2006)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Jan 2008 to 29 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.