Simon Warren Burnett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 12 Jun 2023)
    • [FCA CF] Client dealing (since 12 May 2022)
    • [FCA CF] Functions requiring qualifications (since 12 May 2022)
  • Walker Crips Investment Management Limited (no longer approved here)

    FRN 226344

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2022)
    • CF30 Customer (22 Mar 2015 to 8 Dec 2019)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF26 Customer Trading (27 Apr 2004 to 29 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

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