Simon Walker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • [FCA CF] Functions requiring qualifications (1 Oct 2020 to 31 Dec 2020)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Dec 2020)
    • CF30 Customer (30 May 2013 to 8 Dec 2019)
  • Broadstone Financial Solutions Limited (no longer approved here)

    FRN 134771

    • CF2 Non Executive Director (23 Jun 2016 to 27 Feb 2019)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
    • CF1 Director (1 Dec 2001 to 8 Feb 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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