Simon Waddington

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Material risk taker (22 Dec 2023 to 29 Feb 2024)
    • [FCA CF] Client dealing (7 Mar 2017 to 29 Feb 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 29 Feb 2024)
  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF29 Significant management (23 Jan 2014 to 16 Oct 2015)
    • CF30 Customer (19 Nov 2012 to 16 Oct 2015)
    • CF21 Investment Adviser (1 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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