Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
S Turner & Associates Limited
FRN 310900
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF28 Systems and controls (17 Aug 2016 to 8 Dec 2019)
- CF29 Significant management (17 Aug 2016 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
- CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.