Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 14 Apr 2010)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (10 Mar 2006 to 7 May 2014)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (1 Jun 2005 to 10 Mar 2006)
    • (2)Employed By (since 8 Dec 1999)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Paragon Financial Services Limited

  2. controlled function added: (2)Employed By at Paragon Financial Services Limited